Individual / Joint Account
| Cash Account - Forms | Download |
|---|---|
| Agreement for Securities Trading Account |  (1.15 MB) |
| Individual / Joint Account – Documents Requirement & Check List | (474 KB) |
| Account Opening Form (Individual / Joint Account) | (1.05 MB) |
| Investor Characteristic Questionnaire(Individual/Joint Account) | (725 KB) |
| Risk Disclosure Statement | (1.05 MB) |
| CRS Self-Certification Form – Individual | (651 KB) |
| Personal Information Collection Statement concerning Hong Kong Investor Identification Regime (HKIDR) and Over-the-counter Securities Transactions Reporting Regime (OTCR) | (651 KB) |
| Margin Account - Forms | Download |
|---|---|
| Agreement for Securities Trading Account | (1.15 MB) |
| Appendix A - Additional Terms for Securities Margin Account | (712 KB) |
| Individual / Joint Account – Documents Requirement & Check List | (474 KB) |
| Account Opening Form (Individual / Joint Account) | (1.05 MB) |
| Investor Characteristic Questionnaire (Individual / Joint Account) | (725 KB) |
| Risk Disclosure Statement | (1.05 MB) |
| CRS Self-Certification Form – Individual | (651 KB) |
| Authorization Letter for Client Securities | (584 KB) |
| Personal Information Collection Statement concerning Hong Kong Investor Identification Regime (HKIDR) and Over-the-counter Securities Transactions Reporting Regime (OTCR) | (651 KB) |